Other financial officers
National Occupation Code (NOC): 11109
Other financial officers include professional occupations in finance such as financial examiners and inspectors, financial investigators, financial underwriters, mortgage brokers and trust officers. They are employed by banks, trust companies, investment firms and governments, or they may be self-employed.
Job Duties for Other financial officers
- Review and examine banks, trust companies, credit unions, caisses populaires, credit companies, real estate companies, insurance companies, pension funds, securities brokers and other financial services and institutions to ensure compliance with governing legislation and regulations.
- Investigate possible unethical conduct or breaches of securities or commodity futures laws by persons or companies that trade in securities and commodity futures or that provide related financial services.
- Analyze clients requests to assess risk and details of stocks, bonds, mortgages or other financing solutions
- Negotiate with corporations, governments or individuals to determine the type and terms of financial products and prepare offering prospectuses or contracts
- May underwrite new issues of stocks and bonds.
- Administer estate, personal, charitable, corporate and other types of trusts
- Direct trust account investments, receive and record investment income and disburse trust funds.
- Meet with clients to obtain information about income, liabilities and assets, and type, price and condition of property to be mortgaged
- Negotiate mortgage loans with lenders or lending institutions on behalf of clients.
Financial examiners and inspectors
Financial investigators
Financial underwriters
Trust officers
Mortgage brokers
Alternate Job Titles
- Bank Inspector
- Bonds Underwriter
- Credit Adjudicator
- Credit Advisor
- Credit Agency Inspector
- Credit Unions Examiner
- Estate Administrator
- Estate And Trust Administrator
- Estate Executor
- Finance And Credit Administrator
- Financial Compliance Officer
- Financial Institutions Examiner
- Financial Institutions Inspector
- Financial Investigator
- Financial Underwriter
- Foreign Interbanking Arrangements Officer
- Interbanking Arrangements Officer
- Lending Solutions Manager
- Mortgage Broker
- Mortgage Underwriter
- Personal Trust Officer
- Securities Underwriter
- Trust Officer
- Financial Management Officer